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  1. 1
    Investment trusts and investment companies
    Published 1940

    Book
  2. 2
    Survey of American listed corporations : Reported information on registrants with the Securities and exchange commission under the Securities exchange act of 1934. 1940-1941 ..
    Published 1942

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Serial
  3. 3
    Un mapa para iniciarlo en el camino de la seguridad financiera a través del ahorro y la inversion : entérese de los hechos sobre ahorros e inversiones /
    Published 2008

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Government Document Book
  4. 4
    Regulation S-X under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935 and Investment Company Act of 1940 Form and content of financial statements, as in effect October 14, 1970.
    Published 1971

    Book
  5. 5
    Report by the staff of the Securities and exchange commission on evasion of the federal securities laws by or through persons not within the territorial limits of the United States
    Published 1958

    Book
  6. 6
    On the potential economic impact of a repeal of Section 22 (d) of the Investment Company Act of 1940; report
    Published 1972

    Book
  7. 7
    Over-the-counter brokers and dealers
    Published 1941

    Book
  8. 8
    Regulation X-14 under the Securities exchange act of 1934, soliciation of proxies, as in effect March 1, 1955
    Published 1955

    Book
  9. 9
    Indenture securities and the Barkley bill,
    by Banks, Talcott Miner, 1905-
    Published 1939

    Book
  10. 10
    Form S-1 : Registration statement under the Securities Act of 1933
    Published 1947

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  11. 11
    Rules for the regulation of trading on exchanges recommended by the Securities and Exchange Commission for adoption by national securities exchanges
    Published 1935

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  12. 12
    Regulation B of the General Rules and Regulations under the Securities Act of 1933 : exemptions relating to fractional undivided interests in oil or gas rights
    Published 1937

    Book
  13. 13
    Comparison of form A-2 under the Securities act of 1933 as amended with form 10 under the Securities exchange act of 1934 as amended
    Published 1936

    Book
  14. 14
    United States retail and wholesale corporations

    Serial
  15. 15
    General rules and regulations and forms under the Public Utility Holding Company Act of 1935 ..
    Published 1937

    Serial
  16. 16
    Form A-2 for corporations : registration statement under Securities Act of 1933 ; Instruction book for Form A-2 for corporations /
    Published 1935

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  17. 17
    Questionnaire for investment plans with periodic, installment or partial payment, endowment, thrift or insurance provisions
    Published 1935

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  18. 18
    Questionnaire to fixed and semi-fixed investment trusts
    Published 1936

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  19. 19
    Questionnaire to incorporated and unincorporated investment trusts and investment compaines of management type
    Published 1936

    This item is not available through BorrowDirect. Please contact your institution’s interlibrary loan office for further assistance.
    Book
  20. 20
    Guide to forms adopted under the Securities act of 1933 ..
    Published 1942

    Book
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